币安听证会解读:输了美SEC官司会有什么后果?

币圈资讯 阅读:40 2024-04-22 10:19:48 评论:0
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本周,币安和美国证券交易委员会的交锋正式拉开。

在最新的法庭听证会上,两家机构律师展开激烈“厮杀”,这场官司或许不仅关乎到天价罚款,甚至会影响美国证券监管机构对加密货币行业的管辖权,Koala考拉财经将在本文中做深度分析。

币安 VS 美国证券交易委员会事件梳理

2023年11月,币安同意支付43亿美元就非法财务违规行为与美国司法部和美国商品期货交易委员会达成和解,该公司时任首席执行官赵长鹏承认违反了美国反洗钱法,并同意辞去首席执行官职务,但他们与美国证券交易委员会的案件仍悬而未决。

美国证券交易委员会指控币安、赵长鹏和该交易所的美国分支机构人为夸大其交易量、转移客户资金、未能限制美国客户使用其平台,并在其市场监管控制方面误导投资者。该监管机构还指控币安非法为美国证券交易委员会视为未注册证券的几种加密代币的交易提供便利。简单来说,美国证券交易委员会与币安这场官司的判决,很大程度上将明确币安交易平台上交易的加密资产是否属于受美国证券交易委员会监管的证券,所以对整个加密货币行业的影响不言而喻。

美国当地时间1月22日,律师Matthew Gregory代表币安出席了法庭听证会,他明确指出美国证券交易委员会尚未对加密货币制定明确的法规,他说道:“迄今为止,美国证券交易委员会在谈到加密货币时一直在说两套话......他们告诉加密项目方进来并注册,单同时用另一只手关上门和可行途径以阻止任何人做到这一点。”因此要求主审此案的法官艾米·伯曼·杰克逊(Amy Berman Jackson)驳回美国证券交易委员会对其及相关方的指控。

美国证券交易委员会律师反驳说,一项测试(暗示为Howey测试)旨在以灵活的方式应用于金融产品,而且区分证券和非证券“没有明确的界限”。

法官对币安和美SEC均产生质疑

在币安和美国证券交易委员会律师分别阐述观点之后,法官艾米·伯曼·杰克逊似乎对币安的论点持高度批评态度,而且对币安律师依赖重大问题原则的一项论点不屑一顾,币安律师认为,美国证券交易委员会未经国会批准不能采取某些监管行动。

此外,《财富》记者利奥·施瓦茨(Leo Schwartz)透露,法官艾米·伯曼·杰克逊对币安关于证券发行必须涉及合约的主张持抵制态度,并回应说Howey测试可以包含更广泛的范围,甚至还举了个例子,即棒球卡通常不被视为证券,与目前正在讨论的产品有一些相似之处。加密货币律师杰里米·霍根 (Jeremy Hogan) 表示,法官还批评了币安的公平通知辩护,这一论点表明美国证券交易委员会应该在提出指控之前告知币安其犯有证券违规行为。

另一方面,法官艾米·伯曼·杰克逊对美国证券交易委员会的某些观点也不认可。在最初的一系列指控中,美国证券交易委员会认为,币安自己的加密货币(包括BNB及其基本上已不复存在的币安美元稳定币BUSD)都是证券。美国证券交易委员会还认为,币安处理但未发行的其他几种代币也属于证券,包括但不限于 Cardano (ADA)、Polygon (MATIC) 和 Solana (SOL)。对此,法官艾米·伯曼·杰克逊并不认可,她解释说:

“如果这些代币明显是证券,那么过去这么多年美国证券交易委员会去哪儿了?为什么美国证券交易委员会多年来采取相反的立场或不提出任何条件,这件事难道不重要吗?”

币安输了美SEC官司会有什么后果?

美国证券交易委员会将在未来的诉讼中如何论证其案件仍有待观察,但就目前而言,币安赢得这场官司的难度不小。

首先,美国证券交易委员会的Howey测试明确表明监管机构无需联系当事人提醒其可能存在的违规行为;其次,法官艾米·伯曼·杰克逊对币安管理但不负责发行的几种第三方代币表示担忧,声称对每项指定资产“可能产生的发现和许多审判感到担忧”,并指出发行人目前不是诉讼当事方。

坦率地说,如果币安输掉了这场官司,他们很可能无法再继续为美国用户提供服务,同时还将面临巨额罚款。那么,这是否意味着宣判了币安“死刑”呢?非也!根据香港证监会官方网站披露信息显示,一家名为“HKVAEX”的虚拟资产交易平台已于1月4日正式提交了牌照申请,而这家交易平台背后的公司很可能就是币安。

HKVAEX交易平台的网站显示,他们正在使用币安服务器来获取内容,也会“从像币安这样的全球交易所获取资源”两家公司的共享代码有相似之处,使用条款也有几乎相同的模板,或表明两家公司也可能共享法律资源。币安主站Binance.com和HKVAEX的网站HKVAEX.hk在设计上有很多相似之处,包括共享的代码和使用了币安的内容传递域名。

在美国证券交易委员会对币安和赵长鹏提起诉讼的背景下,这家全球最大的加密货币交易平台未来很可能会面临着日益加大的法律审查和流动性问题,与此同时香港却在大力推动虚拟资产和Web3市场发展,而且实施了全新的许可计划,旨在通过提供法律稳定性来吸引行业参与者,所以入驻香港对币安而言无疑是个相对更好的选择。

值得一提的是,上个月联邦法官曾拒绝了币安创始人赵长鹏的的旅行许可申请,后者曾欲前往其位于阿拉伯联合酋长国的家中,处理亲属的“住院和手术”事宜。一份新的法庭文件显示,尽管赵长鹏提出将其币安股权作为他返回美国的担保,但法官还是拒绝了其请求。该文件还显示,赵长鹏的律师在2023年12月22日致Richard Jones法官的信中曾指出,根据币安两年前的最后一轮融资,拟作为担保的股权价值高达45亿美元。法庭记录显示,Richard Jones已于12月29日就这一请求举行了闭门听证会,并拒绝了赵长鹏的旅行请求。


This week, the confrontation between Bi 'an and the US Securities and Exchange Commission was officially opened. At the latest court hearing, the lawyers of the two institutions fought fiercely. This lawsuit may not only be related to the sky-high fine, but also affect the jurisdiction of the US securities regulatory agency over the cryptocurrency industry. Koala Finance will make an in-depth analysis of the incident of Bi 'an and the US Securities and Exchange Commission in this article. In September, Bi 'an agreed to pay US$ 100 million to reach an agreement with the US Department of Justice and the US Commodity Futures Trading Commission on illegal financial violations. Reconciliation: Zhao Changpeng, the then CEO of the company, admitted that he violated the US anti-money laundering law and agreed to resign as CEO, but their case with the US Securities and Exchange Commission is still pending. The US Securities and Exchange Commission accused Zhao Changpeng and the US branch of the exchange of transferring clients' funds to exaggerate their trading volume, failing to restrict American customers from using its platform and misleading investors in its market supervision and control. The regulator also accused Qian An of being an illegal member of the US Securities and Exchange Commission. It will facilitate the trading of several kinds of encrypted tokens that will be regarded as unregistered securities. In short, the judgment of the lawsuit between the US Securities and Exchange Commission and Qian' an will largely clarify whether the encrypted assets traded on the platform of Qian' an trading belong to the securities supervised by the US Securities and Exchange Commission, so the impact on the entire cryptocurrency industry is self-evident. On behalf of Qian' an, a lawyer in the United States attended the court hearing, and he clearly pointed out that the US Securities and Exchange Commission has not made clear the cryptocurrency. He said that so far, the US Securities and Exchange Commission has been saying two things when it comes to cryptocurrency. They told the cryptographer to come in and register, and at the same time close the door with the other hand and feasible ways to prevent anyone from doing this. Therefore, they asked the judge in charge of the case, Amy Berman Jackson, to dismiss the accusations made by the US Securities and Exchange Commission against them and related parties. The US Securities and Exchange Commission lawyer retorted that a test implied that the test was intended to be applied to financial products in a flexible way. Moreover, there is no clear line between securities and non-securities, and the judge questioned both Qian An and the United States. After the lawyers of Qian An and the US Securities and Exchange Commission respectively expounded their views, Judge Amy Berman Jackson seemed to be highly critical of Qian An's argument and dismissed an argument that Qian An's lawyer relied on the principle of major issues. Lawyer Qian An believed that the US Securities and Exchange Commission could not take certain regulatory actions without the approval of Congress. In addition, wealth reporter Leo Schwartz revealed Judge Amy Berman. Hudson resisted Qian An's claim that securities issuance must involve contracts, and responded that the test could cover a wider range. He even cited an example that baseball cards are usually not regarded as securities, and there are some similarities with the products currently under discussion. Jeremy Hogan, a cryptocurrency lawyer, said that the judge also criticized Qian An's fair notice defense. This argument shows that the US Securities and Exchange Commission should inform Qian An that he has committed securities violations before filing charges. On the other hand, Judge Amy. Berman Jackson didn't agree with some of the views of the SEC. In the initial series of accusations, the SEC thought that the cryptocurrency of Coin's own, including its basically no longer existing currency, the stable currency of the US dollar, was securities. The SEC also thought that several other tokens handled by Coin's security but not issued were also securities, including but not limited to this. Judge Amy Berman Jackson didn't agree with her, explaining that if these tokens were obviously securities, then the past. Where has the US Securities and Exchange Commission been for so many years? Why has the US Securities and Exchange Commission taken the opposite position or not put forward any conditions for so many years? Is it not important? What will happen if the US Securities and Exchange Commission loses the US lawsuit? How will the US Securities and Exchange Commission demonstrate its case in future lawsuits remains to be seen, but at present, it is not difficult for the US Securities and Exchange Commission to win this lawsuit? First of all, the test of the US Securities and Exchange Commission clearly shows that the regulator does not need to contact the parties to remind them of the possibility. Secondly, Judge Amy Berman Jackson expressed concern about several third-party tokens managed by Coin Security but not responsible for issuing, claiming to be worried about the possible discovery and many trials of each designated asset, and pointing out that the pedestrian is not a litigant at present. Frankly speaking, if Coin Security loses this lawsuit, they are likely to be unable to continue to provide services to American users and will face huge fines at the same time. Does this mean that Coin Security is sentenced to death, according to Hong Kong Securities Regulatory Commission officials? The information disclosed on our website shows that a virtual asset trading platform named has formally submitted a license application on, and the company behind this trading platform is probably the website of the currency security trading platform. It shows that they are using the currency security server to obtain content, and they will also obtain resources from global exchanges such as currency security. The sharing codes of the two companies are similar, and the terms of use are almost the same, or it indicates that the two companies may also share legal resources. The currency security main station and the website are being designed. There are many similarities in the world, including the shared code and the content that uses the currency security to transfer domain names. Under the background that the US Securities and Exchange Commission filed a lawsuit against the currency security and Zhao Changpeng, the world's largest cryptocurrency trading platform is likely to face increasing legal review and liquidity problems in the future. At the same time, Hong Kong is vigorously promoting the development of virtual assets and markets, and has implemented a brand-new licensing plan to attract industry participants by providing legal stability, so it has settled in Hong Kong. It is undoubtedly a better choice for Bi 'an. It is worth mentioning that last month, the federal judge rejected the travel permit application of Zhao Changpeng, the founder of Bi 'an, who wanted to go to his home in the United Arab Emirates to deal with the hospitalization and surgery of his relatives. A new court document shows that although Zhao Changpeng offered his equity in Bi 'an as a guarantee for his return to the United States, the judge refused his request. The document also shows that Zhao Changpeng's lawyer pointed out in a letter to the judge on. Two years ago, Bi 'an's last round of financing was intended to be used as a guarantee, and the equity value was as high as $100 million. According to court records, a closed-door hearing was held on this request and Zhao Changpeng's travel request was rejected. 比特币今日价格行情网_okx交易所app_永续合约_比特币怎么买卖交易_虚拟币交易所平台

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